State/Local Contacts

Where to report fraudulent activity, and check out your broker

 

If you are having any problems with a broker, or if you would like more information on a company before investing, the Secretary of State that the company is incorporated in can be a great resource. Companies are required to file certain documents with the local Secretary, that may not make it to the SEC's website.

 

While none of the stocks that we profile are 'questionable', if you are looking at a small company or own a stock and are concerned, or cannot find much information about a company you are interested in, the Secretary of State's office can provide a wealth of information including the company's makeup and list of officers.

 

The links below will bring you to that States' office.

 

Secretary of State Contacts: